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Parameter identification and range restriction through sensitivity analysis for a hightemperature heat injection test
Geothermal Energy volume 11, Article number: 12 (2023)
Abstract
In order to compensate for the variable mismatch between heat demand and heat production from renewable sources or waste heat, hightemperature aquifer thermal energy storage (HTATES) is a promising option. A reliable prediction of the energetic performance as well as thermal and hydraulic impacts of a HTATES requires a suitable model parameterization regarding the subsurface properties. In order to identify the subsurface parameters on which investigation efforts should be focused, we carried out an extensive sensitivity analysis of the thermal and hydraulic parameters for a hightemperature heat injection test (HIT) using numerical modeling of the governing coupled thermohydraulic processes. The heat injection test was carried out in a quaternary shallow aquifer using injection temperatures of about 75 °C over 5 days, accompanied by an extensive temperature monitoring. The sensitivity analysis is conducted for parameter ranges based on literature values, based on site investigation at the HIT site and based on a model calibrated to the measured temperature distribution following the heat injection. Comparing the parameter ranges thus obtained in this threestep approach allows to identify those parameters, for which model prediction uncertainty decreased most, which are also the parameters, that strongly affect the thermal behavior. The highest sensitivity is found for vertical and horizontal hydraulic conductivity as well as for groundwater flow velocity, indicating that investigation efforts for HTATES projects should focus on these parameters. Heat capacity and thermal conductivity have a smaller impact on the temperature distribution. Our work thus yields a consistent approach to identifying the parameters which can be best restricted by field investigations and subsequent model calibration. Focusing on these during field investigations thus enable improved model predictions of both HTATES operation and induced impacts.
Introduction
The aims of countries and companies to reduce greenhouse gas emissions in order to counteract global warming, entail the largescale application of renewable energy technologies. The heating sector has a particular relevance in this context, since it accounts for about 50% of the primary energy consumption worldwide (REN21 2016). In order to tackle the seasonal mismatch between heat demand in winter and supply by renewable solar sources mainly in summer or from waste heat, seasonal thermal energy storage is required. One promising storage option is Aquifer Thermal Energy Storage (ATES), for which water is extracted from an aquifer using a well, heated during the heat injection phase using a heat exchanger, and reinjected through a second well back into the aquifer. During the heat extraction phase, the cycle is reversed, i.e., the warm water is pumped back to the surface, the stored heat is extracted at the heat exchanger and the cooled water is reinjected back into the aquifer using the other well. While most ATES systems operate with storage temperatures < 40 °C (Fleuchaus et al. 2018), HightemperatureATES (HTATES) uses increased temperatures of > 50 °C. This yields the benefit of higher storage capacities (Dinçer and Rosen 2011) and no or less heat pumping being required for heating purposes. With the high temperatures, however, densitydriven buoyancy flow in the aquifer can be induced (Molz et al. 1983), which is caused by the lower density of the injected hot water compared to the cool ambient groundwater (Krol et al. 2014; Nield and Bejan 2013) and can result in higher thermal losses because of an unequal vertical distribution of the heat in the storage formation (Schout et al. 2014). Suitable subsurface conditions for an efficient ATES operation are thus the occurrence of an approximately homogeneous aquifer with a medium to high hydraulic conductivity to allow for the required pumping rates but restrict heat loss by thermal convection (e.g., Nielsen and VangkildePedersen 2019) as well as low groundwater flow velocities (e.g., Bloemendal and Hartog 2018). Thus, especially for HTATES, reliable sitespecific knowledge of geohydraulic subsurface conditions is required.
For ATES systems operating on all temperature ranges, a reliable prediction of storage characteristics, like heat recovery, thermal losses and return flow temperatures, as well as the thermally induced effects and impacts on the subsurface is thus required (Bauer et al. 2017; Kabuth et al. 2017; Meng et al. 2019), in order to guarantee the longterm and sustainable employment. Numerical models are therefore widely used for the dimensioning and energetic assessment of ATES and HTATES plants (Bridger and Allen 2010; Visser et al. 2015). A reliable prediction of thermal impacts is especially required for planning HTATES systems, since regulatory permission and connected subsurface spaceplanning issues depend on it. The predictive quality of numerical HTATES models depends on the quality of sitespecific model parameterization. While some subsurface parameters vary over several orders of magnitude for similar sedimentary settings, other parameters are less variable. Hence it is important to know, for which parameters sitespecific estimations are needed most, in order to obtain those systematically also in future HTATES projects. The most important parameters are those, which have the most pronounced influence on the thermal transport processes and thus the thermal efficiency and the induced impacts of HTATES systems. These parameters can be identified by sensitivity analysis using numerical models. In this study, therefore, we investigate the effects of parameters, for which wellestablished hydrogeological measuring techniques exist, which are the horizontal and vertical hydraulic conductivities, specific storage, groundwater flow velocity, thermal conductivity and volumetric heat capacity. Numerical studies on HTATES so far have shown that of these parameters, thermal efficiency of an ATES is most dependent on vertical and horizontal hydraulic conductivity, but also depends on groundwater flow velocity, thermal conductivity and volumetric heat capacity (Gao et al. 2019; Jeon et al. 2015; Schout et al. 2014; Sheldon et al. 2021).
Typically, these parameters can be obtained by using hydrogeological field investigation methods. However, these parameters may vary spatially at a specific site, and their determination may thus be uncertain, especially if determination is based on point measurements. As Palmer et al. (1992) and Molson et al. (1992) as well as Heldt et al. (2021a) have shown, using a systematic field investigation strategy can lead to satisfying predictions of the longterm temperature evolution of a heat injection test (HIT). However, this does not allow for an assessment of the possible parameter ranges, the parameter uncertainty as well as the determination of an optimal set of parameters. To improve the reliability of the HTATES model further, the data obtained during a field test at the scale of the later application can be used to restrict parameter ranges further. This would reduce parameter uncertainty and increase model reliability further.
While thus the important parameters for a reliable prediction have been identified in the literature, parameter ranges of those may be large, causing uncertainty in model predictions. However, a sitespecific parameter sensitivity study for HTATES or HTHIT has not been reported in the literature. Also, no demonstration of model improvement by calibration to measured temperatures has been performed for HTHIT. Therefore, in this paper, we examine the sensitivity of the thermal behavior induced by a HTHIT to the hydraulic and thermal subsurface parameters. For this, model results obtained using parameter ranges from literature, from sitespecific investigation and from model calibration are compared in a threestep approach to the measured temperature data, in order to quantify the data worth and the prediction quality of the individual parameters. For this, a specifically designed hightemperature heat injection test was performed in a shallow nearsurface aquifer and used as a reference for parameter determination at the field scale as well as temperature sampling. This allows to identify the parameters whose ranges can be constrained the most and are thus essential for an accurate prediction of the thermal effects and the ensuing spatiotemporal temperature distribution. These in turn are the parameters on which site investigation efforts should be focused when preparing either a HIT or a future fullscale HTATES operation.
Heat injection test
Field test sites offer the unique opportunity to collect data and test both characterization and monitoring methods on the scale relevant to later applications. The “TestUM” field test site (www.testumaquifer.de) was thus set up and is operated to investigate processes induced by heat or mass storage as well as the subsequent environmental impacts using a shallow quaternary glaciogenic aquifer, as e.g., described in Peter et al. (2012a, b) for a CO_{2} injection test. Recently, Heldt et al. (2021a) reported the thermal effects, Lüders et al. (2021) geochemical and Keller et al. (2021) biological impacts of a HTHIT with ≈75 °C injection temperature. The field site construction and the HIT used in this work were carried out by Kiel University and the Helmholtz Centre for Environmental Research (UFZ) within the “TestUMAquifer” project, aimed at investigating the induced effects of HTATES as well as hydrogen or methane leakage from gas storage sites or transportation infrastructure (Hu et al. 2023). The most relevant geological and technical information about the field site and the HIT are presented in the following, a more detailed presentation is given in Heldt et al. (2021a, b), who numerically simulated the HIT and Lüders et al. (2021), who investigated the predictability of initial hydrogeochemical effects due to the temperature variations induced by the HIT. They found a good correspondence in predicting temperatureinduced maximum concentration changes of environmentally relevant ancillary components by transferring batch test results to the field site, and additionally observed that geochemical conditions approached the initial state after the test.
The “TestUM” field site is located near the town of Wittstock/Dosse, which is about 100 km north of Berlin in Brandenburg, northern Germany (Fig. 1c). It is on a former military airfield and measures about 50 m × 40 m, with a maximum difference in ground elevation of 0.45 m. The shallow geology is of glaciogenic origin and can be simplified vertically by an unsaturated zone (ground level to 3 m below ground level), an upper aquitard (3–6 m), an aquifer (6–15 m) and a lower aquitard (15–20 m). All depth information in this article is reported in meters below ground level. The measured groundwater heads are at approximately 3.3 m depth within the upper aquitard, showing that the groundwater is confined. Natural groundwater flow is approximately from eastnortheast to westsouthwest, with a mean hydraulic gradient of 0.0011 m/m and a flow velocity of approximately 0.07 m/d.
The experimental setup consists of an injection well and an extraction well, both twoinch wells screened in the aquifer from 7 to 14 m, as well as 17 monitoring wells for temperature measurements (Fig. 1), which were constructed by UFZ Helmholtz Centre for Environmental Research in Leipzig using sonic drilling technology. The extraction well is 40 m upstream from the injection well. Some of the monitoring wells are located in a similar distance to the injection well (Fig. 1a), resulting in three monitoring well groups termed “Circle Inside” (CI, with a distance of 1.2 m to the injection well), “Circle Middle” (CM, 3.1 m distance) and “Circle Outside” (CO, 6.5 m distance), also indicated in Fig. 1. The injection well and the temperature monitoring wells are equipped with thermocouple sensors (Type T; Labfacility Ltd., Bognor Regis, United Kingdom and Type T, Class 1; OMEGA Engineering GmbH, Deckenpfronn, Germany; with a resolution of 1 °C), which are installed at the exterior of the wells at the depths of 1 m, 2 m, 4 m, 5 m, 6.5 m, 7.5 m, 9 m, 10.5 m, 13.5 m and 16.5 m.
The injection temperature and the injection flow rate were measured continuously at the well head of the injection well during the HIT. The experiment started at 7:20 pm on 23rd May 2019 and was preliminarily stopped at 5:42 am on 28th May due to a decline in achievable injection flow rate. An attempt to reactivate the injection well from 2:37 pm to 6:43 pm on 29th May resulted in a minor injection of heat, representing 3.13% of the total injected heat. In total, 6437 kWh of heat and 85.74 m^{3} of water were injected during 110.47 h of injection. The average injection temperature was 73.76 °C and the average injection flow rate was 12.93 l/min. All data used here are open data and available through Heldt et al. (2021b).
Methods
The sensitivity of the subsurface spatiotemporal temperature distribution on hydraulic and thermal parameters as well as the uncertainty reduction achievable by using both field measurements and model calibration to measured data are investigated using a threestep approach: first, an improved understanding of the heat transport processes initiated by the heat injection test is obtained through a systematic sensitivity analysis by comparing measured and simulated temperature breakthrough curves. In the second step, the model fit to measured temperatures from the field site is evaluated for the parameter ranges derived from general literature values as well as from field investigations, to identify those parameters for which the fieldsite investigation could reduce the uncertainty most. The third step is performed to investigate, which parameter ranges and thus resulting model uncertainties can be further reduced by calibrating the model to the measured field temperatures.
Model setup
The coupled thermohydraulic processes induced by the HIT were simulated in 3D using the opensource finite element code OpenGeoSys (OGS; Kolditz et al. 2012; Kolditz and Bauer 2004). An iterative coupling scheme was applied (Boockmeyer and Bauer 2014; Wang and Bauer 2016) for solving the groundwater flow and heat transport equations in order to consider the effect of temperaturedependent density and viscosity. An automatic time stepping scheme was applied, where the maximum time step size was limited to 60 min and 5 min during the first and second injection phase, respectively. The time steps were chosen smaller for the second injection phase because of the high variability of the injection flow rate. The maximum allowed time step gradually increased from 6 h to 10 days after the end of injection.
The model domain was 300 m × 150 m × 20 m, with the model top representing the ground surface and vertically consisting of the four layers described in “Heat injection test” section. The longer axis of the model domain was aligned parallel to the groundwater flow direction. The finite element mesh consisted of 195,129 nodes and was refined where the steepest pressure and temperature gradients were expected. The horizontal element size increased from 1.5 cm at the injection well to 15 m at the model boundary and the vertical element size was 0.125–0.25 m.
Governing equations
The governing equations describing the relevant processes implemented in OGS are presented in the following. The groundwater flow equation in a pressurebased formulation for a fully saturated porous medium is (Bear and Bachmat 1990):
where S [1/Pa] is specific storativity, p_{w} [Pa] water pressure, t [s] time, ρ_{w}(T) [kg/m^{3}] the temperaturedependent water density, T [K] temperature, µ_{w}(T) [Pa*s] temperaturedependent dynamic viscosity of water, K [m^{2}] the intrinsic permeability tensor, g [m/s^{2}] the vector of gravitational acceleration and Q_{w} [1/s] the water source/sink term. As water density ρ_{w}(T) decreases for higher temperatures in the temperature range of 9–78 °C considered here (PhysikalischTechnische Bundesanstalt 1994), warmer water tends to flow upwards due to buoyancydriven flow (Collignon et al. 2020; Molz et al. 1983), which results in convection cells. Also, µ_{w}(T) is smaller for higher temperatures (Yaws 1995), resulting in a reduced resistance to groundwater flow and thus a reduced pressure gradient due to the hot water injection. Permeability K is assumed anisotropic in zdirection, with anisotropy described by the anisotropy factor, i.e., the ratio of horizontal to vertical permeability K^{h}/K^{v} []. S is given by Bear and Bachmat (1990):
where S_{0} [1/m] is specific storage, α [1/Pa] is the coefficient of aquifer compressibility, n [] the porosity and β [1/Pa] the water compressibility.
The heat transport equation includes advective and conductive–dispersive heat transfer processes (Bear and Bachmat 1990):
where c and c_{w} [J/kg/K] are the specific heat capacities of the porous medium and of water, respectively. ρ(T) [kg/m^{3}] is the temperaturedependent density of the porous medium, thus the volumetric heat capacities of the porous medium cρ(T) [J/m^{3}/K] and of the water phase c_{w}ρ_{w}(T) [J/m^{3}/K] are considered temperaturedependent as well. v [m/s] is the water flow velocity vector, D_{H} [W/m/K] the heat conduction–dispersion tensor, and Q_{T} [J/m^{3}/s] is the heat source/sink term.
The volumetric heat capacity of the porous medium cρ [J/m^{3}/K] is calculated in OGS as:
where c_{s} [J/kg/K] is the specific heat capacity and ρ_{s} [kg/m^{3}] is the density of the solid phase, respectively.
The thermal conductivity of the porous medium λ [W/m/K] is given by:
where λ_{w} and λ_{s} [W/m/K] are the thermal conductivities of the water and the solid phase, assumed isotropic here. The heat conduction–dispersion tensor in Eq. 3 is given by:
where β_{l} and β_{t} [m] are the longitudinal and the transversal thermal dispersivity, respectively, v_{i} and v_{j} [m/s] are the i and j components of the fluid velocity (with i,j = {x,y,z}) and δ_{ij} [] is the Kronecker Delta, which is δ_{ij} = 1 for i = j and δ_{ij} = 0 for i ǂ j.
Initial conditions and boundary conditions
The initial temperature distribution in the model was a measured temperature profile. The initial pressure distribution was derived from a spinup simulation, which accounted for the natural groundwater flow, assigned via Neumann boundary conditions, and for temperaturedependent water density.
No flow temperature boundary conditions were assigned to the lateral model boundaries. Thus, the water was given the temperature of the water present in the aquifer at the inflow boundary and heat loss was allowed by advection only at the outflow boundary. A constant temperature corresponding to the initial condition was assigned at the model bottom, while the transient measured air temperature was assigned to the model top. Pressure distributions derived from the spinup simulation were assigned as Dirichlet boundary conditions at the lateral model boundaries and no flow boundary conditions were assigned at the model top and bottom.
The injection and extraction wells were simulated by assigning the measured transient flow rates via Neumann boundary conditions to the nodes at the respective well positions. The injected water at the injection well was given the transient measured injection temperature via a Dirichlet boundary condition.
Model parameterization
The numerical model was parameterized based on the field site investigation preceding the HIT. For details on the applied investigation methods and the resulting model fit see Heldt et al. (2021a, b). Table 1 shows the parameter values applied in the base case and in the sensitivity runs. Figure 2 compares the parameter ranges from the literature with the ranges from the site investigation and from the model fit.
For horizontal hydraulic conductivity k_{f}^{h} the DIN181301 (Hölting and Coldewey 2013) provides order of magnitude estimates of 10^{–5}–10^{–3} m/s for fine to coarse sand, while Domenico and Schwartz (1990) state a range of 2·10^{–7}–6·10^{–3} m/s. Using the lower limit of 1·10^{–5} m/s from DIN181301, the literature range for k_{f}^{h} was defined here as 1·10^{–5}–6·10^{–3} m/s. Measured values of k_{f}^{h} for the field site were derived from multilevel pumping tests, which were performed by pumping from one of the three well screens and recording the resulting pressure signals at all three well screens at the observation wells (Linwei Hu, personal communications). k_{f}^{h} was obtained by fitting the corresponding analytical solutions (Dougherty and Babu 1984) to each drawdown curve separately. Additional estimates of k_{f}^{h} were obtained by sieving, elutriation and slug testing (Heldt et al. 2021a). The resulting range of 3·10^{–5}–7.15·10^{–4} m/s for k_{f}^{h} is relatively large, reflecting the high variability of k_{f}^{h} at this field site, but is still narrower than the literature range of 1·10^{–5}–6·10^{–3} m/s. Bloemendal and Hartog (2018) report a k_{f}^{h} range of 5.79·10^{–5}–5.21·10^{–4} m/s for 204 LTATES sites in the Netherlands, which is slightly narrower than the range estimated at the field site. The mean value of k_{f}^{h} from the pumping test evaluation of 3.19·10^{–4} m/s was used for the base case.
The vertical hydraulic conductivity k_{f}^{v} literature range is 1·10^{–6}–2·10^{–3} m/s. The minimum is based on the minimum value of k_{f}^{h} and an anisotropy factor of 10, as often suggested in literature (Hölting and Coldewey 2013; Todd 1980). The maximum is based on the k_{f}^{h} maximum and an anisotropy factor of 3, also common in literature (Hölting and Coldewey 2013). Estimates of k_{f}^{v} at the field site were obtained by evaluating the multilevel pumping tests by simultaneously fitting all three drawdown curves at one observation well. The values thus obtained span a range of 7.04·10^{–5}–4.19·10^{–4} m/s, with a mean of 1.33·10^{–4} m/s, which was taken as the value of the base case. The measured k_{f}^{v} range for the field site is thus significantly smaller than the literature range. Hydraulic conductivity is used throughout this manuscript in text and figures for better comparison to literature values. As shown in Eq. 1, however, hydraulic permeability is required as an input parameter for the nonisothermal groundwater flow equation. The reported hydraulic conductivities are therefore converted to permeabilities for the model runs using ρ_{w}(10 °C) and µ_{w}(10 °C).
Literature values for specific storage S_{0} were derived from the range in the compressibility of porous media α of 1·10^{–9}–1·10^{–7} 1/Pa, the water compressibility β of 4.4·10^{–10} 1/Pa (Freeze and Cherry 1979) and Eq. 2. The resulting range of S_{0} is 1.10·10^{–5}–9.80·10^{–4} 1/m. Measured values of S_{0} could also be obtained from the pumping tests, together with k_{f}^{h}, and exhibit a range of 1.26·10^{–5}–8.62·10^{–5} 1/m and are thus within the lower part of the literature range. The base case was parameterized with the mean of 3.39·10^{–5} 1/m as obtained from the pumping tests (Dahmke et al. 2021).
Literature ranges of thermal conductivity λ and volumetric heat capacity c·ρ are given by Verein Deutscher Ingenieure (2010) and were measured using a KD2 Pro Thermal Properties Analyzer (Decagon Devices Inc., Pullman, USA) on watersaturated sediment liners. The literature range of λ is 2.00–3.00 W/(m·K) and the measured range 2.55–3.40 W/(m·K) with 3.00 W/(m·K) as a representative value parameterizing the base case. Thus, higher values of λ were measured than those from Verein Deutscher Ingenieure (2010). However, Otto (2012) also reports values of up to 3.40 W/(m·K) for sands in a literature summary, thus the measured values of λ can be deemed plausible and indicates the importance of sitespecific parameter investigations. The literature range of c·ρ is 2.20–2.80 MJ/(m^{3}·K) and the measured range 1.94–3.26 MJ/(m^{3}·K) with a mean of 2.70 MJ/(m^{3}·K) parameterizing the base case. The larger measured range compared to the range given in the literature could be explained by the applied measuring technique, which is based on a needle giving a temperature pulse to the sediment and another needle recording the resulting temperature development. The distance between these two needles is 6 mm (Decagon Devices 2011), thus the measurements represent a rather small probe volume.
The literature range of 0.008–0.274 m/d for groundwater flow velocity v_{a} [m/d] is given by Bloemendal and Hartog (2018) for 204 ATES systems in the Netherlands, which have similar hydrogeological conditions than North Germany, and represent plausible hydrogeological conditions for ATES applications. At the field site v_{a} was estimated based on hydraulic head measurements and from a tracer test, which was carried out during an earlier field campaign (Peter et al. 2012a, b). A range of 0.05–0.09 m/d was derived from these investigations and the base case was parameterized with 0.07 m/d as the mean value. This range is significantly narrower than the literature range and thus shows the importance of sitespecific estimation of v_{a}.
Porosity n was estimated from dry density and water saturated density measurements of sediment probes and was parameterized as 0.34. Because a variation of n would affect mainly the thermal parameters, which are varied independently as described above, a systematic variation is not included here. Additionally, the change in v_{a} due to a porosity change is fully compensated by the thermal retardation, so that heat transport is insensitive to this variation. The longitudinal and the transversal thermal dispersivity β_{l} and β_{t} were chosen as 0.001 m, which proved to be small enough to make the thermal behavior insensitive to this parameter based on temperature breakthrough curve comparison. β_{l} and β_{t} were therefore excluded from the sensitivity analysis.
Results
Figure 3 compares measured and simulated temperature breakthrough curves for the base case and the scenarios with varied k_{f}^{v}, as listed in Table 1. The measured temperatures show a fast increase at a distance of 1.2 m to the injection well, due to the hot water injection and the induced fast advective heat transport. The temperature rises above 60 °C at all three depths during the injection and decreases after the hot water injection stopped. Temperatures decrease faster at the lower depth of 13.5 m compared to the shallower depths, which is likely caused by induced convection (Heldt et al. 2021a). At the intermediate distance of 2.9 m, temperature peaks are less pronounced and do not exceed 40 °C, which is due to a larger fraction of conductive heat transport here. For the same reason, the temperature increase is slower and the peak is later at 6.4 m distance, where temperatures do not exceed 15 °C. Due to the mainly radially decreasing temperature distribution induced and the smaller temperature gradients at larger distances, temperatures do not decrease significantly during the time interval displayed. Also, for larger radial distances, temperatures are higher in the upper part of the aquifer, which can be attributed to buoyancydriven flow of the injected hot water.
As can be also seen from Fig. 3, the simulated base case shows a relatively good overall agreement with the measured temperatures.
Because the intensity of induced buoyancy flow is sensitive on k_{f}^{v}, model results using a higher k_{f}^{v} show the effects of more intense convection. This can be seen in Fig. 3, where the scenarios with higher k_{f}^{v} show higher maximum temperatures at the depth of 6.5 m compared to the base case. For example, the temperature maximum at 6.5 m depth in 2.9 m distance from the injection well increases from 43 °C in the base case to 62 °C in the scenario with the highest k_{f}^{v}. At the lower depth of 9 and 13.5 m a higher k_{f}^{v} results in lower peak temperatures, which indicates upward movement of heat with increasing k_{f}^{v} due to thermal convection. The higher temperatures at the aquifer top also result in an increased heat loss to the upper confining layer, resulting in a faster temperature decrease there. A higher k_{f}^{v} leads to earlier peak times at all locations due to increased convection. A reduction of k_{f}^{v} reduces the effects of induced convection as well, which leads to a more equal temperature distribution with depth, as the upward flow of hot water is reduced, as well as to later peak times (see Fig. 3).
The effect of k_{f}^{v} on buoyancy flow can also be seen in Fig. 4, which shows the simulated temperature distribution at a representative time using a vertical as well as a horizontal cross section for values of k_{f}^{v} corresponding to the base case, as well as the literaturebased and measured minima and maxima. Based on the lowest k_{f}^{v}, Fig. 4e shows a heat plume which is vertically symmetric around its center in the middle of the aquifer and thus does not show any influence from thermal convection. With increasing k_{f}^{v} (Fig. 4da), thermal convection is increased and thus the heat plume moves more and more towards the top of the aquifer while the heat plume shape becomes gradually distorted. This also results in lower maximum temperatures, as the volume to surface ratio of the heat plume decreases with increasing k_{f}^{v} and more heat is conductively transferred to the upper aquitard. The horizontal crosssections show, that the horizontal extent of the heat plume increases with increasing k_{f}^{v}. For example, the diameter of the 15 °C isoline increases by 65% from 6.5 m using k_{f}^{v} = 1.00·10^{–6} m/s (Fig. 4e) to 10.7 m using k_{f}^{v} = 2.00·10^{–3} m/s (Fig. 4a). As the cross section is within the upper part of the aquifer, this also indicates that more heat rises to the top of the aquifer as k_{f}^{v} increases. The highest temperature in the center of the horizontal crosssections, however, is simulated using k_{f}^{v} = 7.04·10^{–5} m/s (Fig. 4d), as in this scenario the vertical heat plume center is closest to the crosssection depth of 7.5 m.
In analogy to Fig. 3, Fig. 5 shows the comparison of the scenarios with different λ to the measured temperature breakthrough curves. The temperature changes are higher in the scenarios with decreased λ than in those with increased λ, which is mainly due to the larger relative change of λ (from 3 W/(m·K) in the base case to 2 W/(m·K) and 3.40 W/(m·K), respectively). A decrease in λ results in higher temperatures at 6.5 m depth and lower temperatures at 13.5 m depth. For example, the peak temperature in 1.2 m distance and 6.5 m depth rises from 67 °C in the base case to 72 °C with the lowest λ. The impact is largest at the distances of 2.9 m and 6.4 m, when considered in relation to the total temperature rise. The increasing heat transfer to the aquifer top with decreasing λ can be explained by the impact of λ on the intensity of buoyancydriven flow. A reduction of λ reduces the conductive heat transfer in the aquifer in both lateral and vertical direction. Thus, the temperature gradients as well as density gradients are increased, which results in increased buoyancy flow. Furthermore, a lower λ decreases the vertical temperature conduction where a convectioninduced temperature gradient is already in place and thus increases the unequal vertical heat distribution. The temperature changes through the variation of λ are less pronounced than these induced by changing k_{f}^{v}, thus the thermal behavior is more sensitive to k_{f}^{v} than to λ.
The sensitivity of the parameters k_{f}^{h}, S_{0}, c·ρ and v_{a} is described briefly in the following and the corresponding figures are shown in the appendix. Variation of k_{f}^{h} showed that k_{f}^{h} affects convective flow by increasing or decreasing the horizontal component of the induced convection. This results in a stronger upward heat movement for larger k_{f}^{h}, as shown in App Fig. 9, which causes stronger tilting and higher temperatures in the upper part of the aquifer. The thermal behavior is found to be more sensitive to k_{f}^{h} than to λ, but less sensitive than to k_{f}^{v}. The specific storage S_{0} does not have any impact on the thermal behavior (App Fig. 10). The reason is that this parameter only determines the shortterm temporal evolution of the pressure field due to the hot water injection, but does not affect advective heat transport as the flow velocities are governed by the injection rate.
An increase of c·ρ leads to smaller temperature changes per amount of heat injected and thus reduces the conductive heat flow by reducing thermal diffusivity. This in turn increases the intensity of buoyancydriven flow, as more pronounced temperature gradients are maintained. This effect is thus analogous to a decrease of λ. Furthermore, an increase of c·ρ increases thermal retardation, thus reducing advective heat transport away from the injection well and shifting the temperature peaks to later times and lower temperatures (compare App Fig. 11).v_{a} influences the advective heat transport with the ambient groundwater flow. An increased v_{a} thus causes a higher peak temperature and an earlier peak time at the larger distances from the injection well and a faster cooling at all monitoring locations (App Fig. 12). The sensitivity to v_{a} is pronounced given the large range of applied values (0.008–0.274 m/d), especially at the distance of 6.4 m from the injection well. Here the thermal behavior is more sensitive to v_{a} than to all other parameters, while at 1.2 m it is less sensitive to v_{a} than to k_{f}^{v}.
In order to describe the sensitivity of the thermal behavior on the investigated parameters in a quantitative manner and to be able to assess the agreement between the measured and the simulated temperatures, the Normalized Mean Average Error (NMAE) is used here (Janssen and Heuberger 1995):
Here P are simulated (predicted) and O are measured (observed) temperatures at each measurement location, respectively. N is the number of observations and \(\overline{\mathrm{O} }\) is the mean of all measured temperature differences relative to the initial measured temperature at one location. The NMAE thus represents the average mismatch between the simulated and measured temperatures relative to the average measured temperature increase of each breakthrough curve. Thus, a NMAE of zero describes a perfect model fit, increasing for worse model fits with no upper limit. Temperature measurements from 4 m down to 13.5 m depth at all observation wells within 6.6 m distance to the injection well were used for model fit evaluation. The NMAE was calculated for each measurement location separately and then averaged over all measurement locations. The NMAE is commonly used in e.g., hydrology or agricultural sciences to evaluate model quality (Nendel et al. 2011; Rakhshandehroo et al. 2018) and was applied successfully by Heldt et al. (2021a, b) to assess the quality of the predictive model of the HIT thermal impacts. Here, the NMAE allows for an integrated measure to assess the impact of parameter variations on the overall model quality.
Figure 6 therefore summarizes the sensitivity of the model quality, as measured by the NMAE, to the thermal and hydraulic parameters varied as described above. Due to the large natural variability of the hydraulic parameters k_{f}^{h}, k_{f}^{v}, S_{0} and v_{a}, these are depicted using a logarithmic axis (Fig. 6a), while the thermal parameters λ and c·ρ (Fig. 6b) are displayed using a linear axis. Figure 6a shows that both an increase and a decrease of k_{f}^{h} and k_{f}^{v} from the base case result in significantly higher values of the NMAE, representing a worse fit of simulated to measured temperatures. This is plausible also when inspecting Fig. 3 and App Fig. 9, as there the visible discrepancy is increasing for larger parameter variations. Therefore, no reduction of the NMAE is possible by using other values of hydraulic conductivity, which means that the optimal values of k_{f}^{h} and k_{f}^{v} are already those used in the base case. This finding thus shows that multilevel pumping tests are a suitable method for determining the hydraulic conductivities to parameterize the flow and heat transport model used here, as already found by Heldt et al. (2021a). Comparison of the NMAE values for k_{f}^{h} and k_{f}^{v} furthermore reveals that the NMAE curve for k_{f}^{v} is steeper on both sides of the base case, indicating that the model fit gets worse faster for k_{f}^{v} than for k_{f}^{h} for the same relative parameter change. The reason is, as discussed above, that the influence of k_{f}^{v} on buoyancy flow is stronger than for k_{f}^{h}. As this strong sensitivity of the NMAE on the hydraulic conductivities with distinct optimum values shows, these parameters can be determined with good accuracy by inverse modeling.
For variations of the flow velocity v_{a}, the corresponding NMAE values also have a minimum near the base case. Closer inspection (better visible in Fig. 7) shows that a slightly reduced NMAE of 12.2% is achieved at the lower v_{a} of 0.059 m/d, with the base case NMAE being 12.5% at a v_{a} of 0.07 m/d. However, larger variations of v_{a} result in large values of the NMAE and thus a significantly worse model fit. The increase of the NMAE for higher v_{a} values is the steepest of all parameters varied, with the highest v_{a} of 0.274 m/d resulting in the highest observed NMAE of 58.2%, while for lower v_{a} the increase of the NMAE is less distinct. The sensitivity of NMAE to v_{a} is thus in effect similar to that of k_{f}^{v} and also indicates, that the flow velocity can be clearly obtained from inverse modeling and fitting the model to the data.
For the variation of the specific storage S_{0}, no change of the NMAE is found, which shows that the model results are insensitive to the value of S_{0}. This parameter can thus not be inferred from model fitting, but also has no discernible effect on resulting temperatures.
Sensitivity of the NMAE to variations of the thermal parameters is shown in Fig. 6b. For both parameters, a similar behavior is found, i.e., a minimum close to the base case and an increase in the NMAE with increasing parameter variation, for both higher and lower values. A maximum NMAE of about 22% is found for the variations of λ and c·ρ, indicating that the NMAE shows smaller changes due to variations of the thermal parameters than to variations of k_{f}^{v}, v_{a} and k_{f}^{h}. This is not due to a generally lower sensitivity of those parameters, as is also evident from Fig. 7, but due to the lower natural variability of c·ρ and λ, which do not vary over several orders of magnitude like k_{f}^{h}, k_{f}^{v} and v_{a}, and can thus be determined with more confidence from literature or field measurement values. For both the base case (3.00 W/(m·K)) and a slightly reduced λ of 2.77 W/(m·K) the same NMAE is found, indicating that the optimum would be somewhere in between. Regarding c·ρ, the NMAE could be slightly reduced from 12.5% for the base case to 12.3% using a c·ρ of 2.80 MJ/(m^{3}·K) instead of 2.70 MJ/(m^{3}·K). Relative changes and maximum NMAEs for both parameters are similar and show an optimum near or at the base case, which shows that also these thermal parameters could be obtained from inverse modeling.
Up to now, the full range for each parameter as given by general literature values was investigated, thus representing the ranges expected without detailed measurements of parameter values from the field site. As shown in Table 1, the parameter range obtained from the field site is smaller than from the literature, except for c·ρ. It is expected that local measurements of these parameters obtained from the field site will reduce uncertainty and improve the model fit to the data. Therefore, Fig. 7 distinguishes between the parameter range from sitespecific field measurements (using full lines) and the range from general literature (using dashed lines) as well as showing the sensitivity of the NMAE normalized to the range of field measurements. As Fig. 6 shows, a significant reduction in the NMAE can be obtained for most parameters by restricting the parameter range to measured fieldsite ranges.
For example, the NMAE of the highest literature value of v_{a} is 58%, but only 16% for the measured maximum v_{a} of 0.09 m/d, while the NMAE for the minimum measured v_{a} is 13% compared to 24% for the minimum value from literature. This shows, that the model fit to the measured temperatures could thus be improved significantly by applying a measured v_{a} range to the model instead of a literature range. Similarly, NMAEs for k_{f}^{v} and k_{f}^{h} are also significantly reduced. For λ, only the smaller values from the literature range could be ruled out by the site measurement range, while no NMAE reduction is achieved for c·ρ, because the field measurement range is wider than the literature range. Since NMAE is insensitive to S_{0}, the application of a fieldsite specific range of this parameter did not result in lower NMAE values and is thus irrelevant for HTATES thermal behavior. These findings show, that especially for the hydraulic parameters a significant reduction in the model error NMAE and thus a better representation of measured temperatures by the model is obtained, if local field measurements are available and used to restrict the wide literaturebased parameter range. This clearly demonstrates the worth of field measurements of these parameters. The improvement of the model fit is less pronounced for the thermal parameters, because the field site range is more similar to the literature range. However, also a distinct improvement of the model fit can be obtained for λ.
As the previous simulations for parameter sensitivity have shown, a clear minimum of the NMAE exists for most parameters. Therefore, the NMAE can be used to further restrict the parameter values of the hydraulic and thermal parameters. This resembles the typical procedure during inverse modeling, where the mismatch between simulated and observed temperatures is used to identify the unknown or uncertain model input values. The numerical simulation model is thus employed as a parameter investigation tool, and a parameter range for k_{f}^{v}, k_{f}^{h}, v_{a}, λ and c·ρ for a given value of the NMAE is derived. The parameter ranges are read from Figs. 6 and 7 and given in Fig. 8 for an NMAE of 13%, 15% and 17%.
With NMAE < 15% the range of k_{f}^{v} is found to be 8.96·10^{–5}–2.01·10^{–4} m/s, which is smaller than the range of 7.04·10^{–5}–4.19·10^{–4} m/s derived from the field measurements. The corresponding range of k_{f}^{h} is 1.17·10^{–4}–9.78·10^{–4} m/s, as compared to 3.00·10^{–5}–7.15·10^{–4} m/s from the field measurements. The upper limit of k_{f}^{h} using NMAE < 15% is thus actually larger than the field values, however the total k_{f}^{h} range is still smaller due to an increased minimum value of k_{f}^{h}. Likewise, the maximum v_{a} decreases from 0.09 m/d to 0.84 m/d and the minimum c·ρ increases from 1.94 MJ/(m^{3}·K) to 2.40 MJ/(m^{3}·K), while the minimum v_{a} or the maximum c·ρ cannot be further restricted. A range reduction is not possible for λ using a NMAE < 15%. Due to the insensitivity of model results on S_{0}, no range can be derived based on an improved model fit.
As these results show, using a NMAE of 15% yields narrower ranges for most parameters than field values. However, using an even lower NMAE allows to further constrain the ranges of these parameters and a higher NMAE results in wider parameter ranges. Therefore, parameter ranges are also determined for smaller NMAEs of 13% and higher NMAES of 17% and given in Fig. 8. For example, the range of k_{f}^{v} with NMAE < 15% (8.96·10^{–5}–2.01·10^{–4} m/s) reduces to 1.21·10^{–4}–1.44·10^{–4} m/s for a NMAE of 13%, but increases to 7.58·10^{–5}–2.58·10^{–4} m/s for a NMAE of 17% (see Fig. 8). A further reduction than with a NMAE of 13% is not possible, because no NMAE obtained in the sensitivity simulations reported above (see Figs. 6 and 7) is smaller than 12%. The parameters, of which the ranges could be reduced most are the parameters, the thermal behavior is most sensitive on. These parameters are, in order of decreasing sensitivity, k_{f}^{v}, k_{f}^{h}, v_{a}, c·ρ, λ and S_{0}.
Discussion
The temperature distribution resulting from a heat injection in an aquifer is influenced by a set of hydraulic and thermal parameters. The aim of this work is to identify the parameters, for which the parameter ranges and thus parameter uncertainty can be significantly reduced by using field data as compared to literature data. For those parameters field site measurements are thus recommended prior to a heat injection, in order to obtain reliable predictions of the spatiotemporal temperature distribution. Furthermore, the additional range reduction obtained by calibrating the model to the measured fieldsite temperatures after a heat injection is evaluated. This identifies the parameters for which an improved estimate can be expected using inverse modeling.
The parameter ranges of both k_{f}^{v} and k_{f}^{h} could be significantly reduced by applying field measurement ranges and could be further reduced by model calibration. This is due to a pronounced sensitivity of the thermal behavior to hydraulic conductivity, as is evident from the sensitivity analysis also. The wide range of v_{a} measurements from the literature and the resulting uncertainties could be significantly reduced using field measurements, however no significant further reduction was possible by model calibration. However, it is expected, that a range reduction would have been possible by model calibration, if the measured range would have been wider, since the spatial temperature distribution is sensitive on v_{a}. The literature range of S_{0} could be reduced at the field site, but since S_{0} had no impact on the thermal behavior, this did not reduce uncertainties and no range reduction was possible through model fit evaluation. For the thermal parameters λ and c·ρ, no significant reduction of parameter ranges and the resulting simulation uncertainties were found by using field measurements as compared to literature values. For both parameters, this is due to the field measurement ranges, which are on the order of the literature ranges. c·ρ was measured in a wider range than it is common in the literature, so that the pronounced sensitivity to c·ρ can thus be seen as an effect of the large measurement range. This surprising finding is probably due to the small sample volume tested in the measurements using the specific measurement device. A spatially integrative method, like a thermal response test, would probably have resulted in narrower parameter ranges and thus a reduced model uncertainty. Accounting for a more integrative method for thermal parameters, this shows that the employed field investigation methods yield significantly improved model predictions as compared to using a literaturebased data set. Using inverse calibration after a heat injection test allowed in this case especially a better estimation of the hydraulic parameters.
Because model calibration yielded better model results compared to using parameters from prior investigation, a HIT prior to the implementation of an ATES or especially a HTATES operation would help to significantly constrain model predictions. This would improve model parametrization before the operation phase, allowing for improved prediction of thermal impacts and HTATES operation characteristics, such as thermal recovery or return flow temperatures. These aspects are crucial for HTATES viability and feasibility from both a regulatory as well as operative perspective. Later, during the operational phase of an ATES system, more monitoring data will become available and model predictions can be further improved by model calibration to measured temperatures from the operational phase.
Although the governing processes of HTATES and HTHIT are the same, the HIT in this study differs from a typical HTATES application with respect to the operational scheme. For a HTATES operation, heat transport is expected to be advectiondominated due to the alternating injection and extraction of water, while heat conduction will more determine the longerterm temperature field and the induced temperature changes on the fringes of the ATES site. Although the current HIT was more conductiondominated than a cyclic HTATES, due to the short injection period and the long monitoring period, the observed thermal behavior is still expected to be representative for parameter estimation. The strong sensitivity of the thermal behavior to k_{f}^{h} and k_{f}^{v} can be attributed to the induced buoyancy flow, and will be also typical during HTATES operation.
In contrast to that, buoyancy flow does not play a major role in low temperatureATES (LTATES) systems. This explains the finding of Bridger and Allen (2014) that the thermal behavior was more sensitive on variations of the hydraulic gradient than on k_{f}^{h}, as they examined a LTATES system with 14 °C injection temperature. In accordance with the present study, Gao et al. (2019) (injection temperature of 50 °C) and Jeon et al. (2015) (90 °C) identified k_{f}^{h} as having the highest impact on the thermal behavior, for which they used the recovery efficiency as a measure. Schout et al. (2014) (90 °C) and Sheldon et al. (2021) (up to 300 °C) found the recovery efficiency of HTATES to be most sensitive on k_{f}^{h} and k_{f}^{v} within the parameters considered. This finding is corroborated for a HTHIT in this study.
The lowest NMAE of 12.2% and thus best model fit of all evaluated scenarios is close to the NMAE of 12.5% obtained for the base case. This shows, that the model parametrization based on the field measurements is already close to the achievable optimum. The parameters yielding the NMAE optimum are thus expected to be close to the base case parametrization. Therefore, we provided specific parameter ranges corresponding to about the same degree of model fit instead of one optimum parameter set. The NMAE of ≈12% is thus the best model fit that can be obtained by varying the parametrization of the used model.
The measured temperature distribution exhibits some influence of spatial heterogeneity, as temperatures measured in the same distance from the injection well and at the same time in some cases showed large differences, which could not be attributed to the influence of ambient groundwater flow (Heldt et al. 2021a). For capturing these spatial effects and improving model accuracy by reducing the remaining mismatches between measured and simulated temperatures, a spatial variability of the hydraulic as well as the thermal parameters would have to be accounted for. However, on the small scale of the heat injection test presented here, the data obtained from the site do not allow for a characterization of this spatial variability, so that a full model fit cannot be achieved.
Conclusions

The sensitivity analysis of the subsurface spatiotemporal temperature distribution shows a pronounced sensitivity of the thermal behavior to vertical and horizontal hydraulic conductivity as well as groundwater flow velocity, a smaller sensitivity to volumetric heat capacity and thermal conductivity and no sensitivity to specific storage. This is illustrated by the maximum increase of the Normalized Mean Average Error (NMAE) with respect to the base case, which has an NMAE of 12.5%. For groundwater flow velocity, it rises to 58% maximally and for vertical and horizontal hydraulic conductivity to 45% and 32%, respectively, while it remains below 22% for the thermal parameters and no increase is found for specific storage.

The focus of field investigations for a heat injection test or an aquifer storage operation should thus be on the hydraulic parameters, as this will allow for the largest reduction in prediction uncertainty.

The sensitivity on the hydraulic and thermal parameters as well as the uncertainty and parameter range reduction achievable by using field measurements and model calibration as compared to literature data indicate that a significant reduction in model prediction uncertainty can be achieved. Since monitoring data will be gathered during HTATES operation, a continued datadriven model improvement is possible and recommended. This is especially valuable for the parameters, which are difficult to measure in the field.

A heat injection test prior to a HTATES operation allows to significantly improve model prediction of the induced temperature effects and the thermal impacts. A suitable monitoring network can be designed using a priori estimated parameters, as they provide a sufficient approximation of the temperature distribution.
Availability of data and materials
The datasets used and/or analyzed during the current study are available from the corresponding author on reasonable request.
Abbreviations
 CI:

Circle inside
 CM:

Circle middle
 CO:

Circle outside
 (HT / LT) ATES:

(Hightemperature/lowtemperature) aquifer thermal energy storage
 HIT:

Heat injection test
 NMAE:

Normalized Mean Average Error
 OGS:

OpenGeoSys
 c:

Specific heat capacity [J/kg/K]
 cρ:

Volumetric heat capacity [J/m^{3}/K]
 D_{H} :

Heat conduction–dispersion tensor [W/m/K]
 g:

Vector of gravitational acceleration [m/s^{2}]
 K:

Intrinsic permeability tensor [m^{2}]
 k_{f} ^{h} :

Horizontal hydraulic conductivity [m/s]
 k_{f} ^{v} :

Vertical hydraulic conductivity [m/s]
 n:

Porosity []
 p:

Pressure [Pa]
 Q_{T} :

Heat source/sink term [J/m^{3}/s]
 Q_{w} :

Water source/sink term [1/s]
 S:

Specific storativity [1/Pa]
 S_{0} :

Specific storage [1/m]
 T:

Temperature [K]
 t:

Time [s]
 v:

Water flow velocity vector [m/s]
 v_{a} :

Groundwater flow velocity [m/d]
 α:

Aquifer compressibility [1/Pa]
 β:

Water compressibility [1/Pa]
 β_{l} :

Longitudinal thermal dispersivity [m]
 β_{t} :

Transversal thermal dispersivity [m]
 δ_{ij} :

Kronecker Delta []
 λ:

Thermal conductivity [W/m/K]
 µ_{w} :

Dynamic viscosity [Pa*s]
 ρ:

Density [kg/m^{3}]
 s:

Solid phase
 w:

Water
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Acknowledgements
The authors thank Götz Hornbruch and Klas Lüders for setting up the test site infrastructure and being responsible for the largest part of the planning, construction and administration as well as experimental performance for the HIT reported herein and as representative for the whole TestUM project staff of Kiel University (CAU), as well as the Helmholtz Centre for Environmental Research (UFZ) Leipzig for geophysical exploration and installation of the monitoring wells. We thank all technicians, student assistants, and researchers supporting the field activities, Linwei Hu for providing the pumping test data, and the Kompetenzzentrum GeoEnergie of Kiel University (KGE) for cofunding. We further acknowledge the support by the municipality of Wittstock/Dosse and the Brandenburgische Boden GmbH.
Funding
Open Access funding enabled and organized by Projekt DEAL. This work was supported by the German Ministry of Economy and Climate Protection (BMWK) [Grant Number 03EWR006SD]; the German Ministry of Education and Research (BMBF) [Grant Number 03G0875A + B]; and the Project Management Jülich (PTJ).
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SH: data curation, formal analysis, investigation, software, visualization, writing—original draft, writing—review and editing. BW: software, writing—original draft, writing—review and editing. SB: conceptualization, funding acquisition, writing—original draft, writing—review and editing. All authors read and approved the final manuscript.
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Heldt, S., Wang, B. & Bauer, S. Parameter identification and range restriction through sensitivity analysis for a hightemperature heat injection test. Geotherm Energy 11, 12 (2023). https://doi.org/10.1186/s40517023002555
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DOI: https://doi.org/10.1186/s40517023002555
Keywords
 Hightemperature heat injection test
 Sensitivity analysis
 Numerical modeling
 OpenGeoSys
 Aquifer thermal energy storage
 Parameter investigation